Date authorised
1 April 2013
Companies House
04296341
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Stables
    Peper Harow
    Godalming
    Surrey
    GU8 6BQ
    UNITED KINGDOM
    Phone
    +4401252912100
  • Complaints Contact

    The Stables
    Peper Harow
    Godalming
    Surrey
    GU8 6BQ
    UNITED KINGDOM
    Phone
    +4407701314985

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
    • · This permission is limited to debt counselling which is provided in connection with investment advice, second charge mortgages and buy-to-let mortgages
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rachel Helen Hayes

    IRN RXH00476

    • [FCA CF] Manager of certification employee (10 May 2023 to 11 Apr 2025)
  • Robert Nash

    IRN RXN00178

    • SMF16 Compliance Oversight (since 22 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jan 2025)
  • Robert William Everett

    IRN RWE00001

    • Responsible for Insurance Mediation (14 Jan 2005 to 15 Dec 2014)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF1 Director (31 Oct 2004 to 15 Dec 2014)
  • Robin Simon Black

    IRN RSB01081

    • [FCA CF] Functions requiring qualifications (16 Dec 2019 to 11 Apr 2025)
  • Roger John Bishton

    IRN RJB01613

    • CF1 Director (12 Feb 2018 to 17 Aug 2018)
  • Sandra Westgate

    IRN SXW25960

    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 11 Apr 2025)
  • Sebastien Jean Rodolphe Goldenberg

    IRN SJG01252

    • CF1 Director (AR) (25 Apr 2018 to 26 Jan 2021)
  • Steve Dennis Whatley

    IRN SDW01099

    • CF3 Chief Executive (AR) (since 26 Feb 2025)
    • CF1 Director (AR) (since 30 Jan 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 20 Jul 2025)
    • CF3 Chief Executive (8 May 2015 to 8 Dec 2019)
    • CF1 Director (8 May 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (8 May 2015 to 30 Sep 2018)
  • Steven Daly

    IRN SXD27790

    • [FCA CF] Functions requiring qualifications (22 Jan 2020 to 11 Apr 2025)
  • Stewart James Hinchliffe

    IRN SJH01583

    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Sep 2020)
    • CF10 Compliance Oversight (16 Jan 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.