Date authorised
1 January 2019
Companies House
FC038001
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +4403458410056
  • Complaints Contact

    The Sentinel Building
    103 Waterloo Street
    Glasgow
    G2 7BW
    UNITED KINGDOM
    Phone
    +4403458410056

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

    Show 1 limitation
    • · The firm is not permitted to canvas regulated borrower-lender-supplier agreements or regulated consumer hire agreements off trade premises
  • Stockbroking

    For Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Plan Admin

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hilda Toh

    IRN HXT00005

    • [FCA CF] Manager of certification employee (since 6 Aug 2021)
    • [PRA CF] Managing a material risk taker (since 6 Aug 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2019)
    • [FCA CF] Material risk taker (since 1 Jan 2019)
    • [FCA CF] Significant management (1 Jan 2019 to 1 Jul 2023)
  • Hugo Clugston

    IRN HXC70330

    • [FCA CF] Significant management (1 Jan 2019 to 18 May 2020)
  • James Ellis

    IRN JXE70335

    • [FCA CF] Significant management (1 Jan 2019 to 11 Jan 2020)
  • James Thornton

    IRN JXT54198

    • [FCA CF] Material risk taker (1 Jan 2019 to 1 Aug 2020)
    • [FCA CF] Significant management (1 Jan 2019 to 1 Feb 2021)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 1 Aug 2020)
  • Jane Diana Bennett

    IRN JDB01199

    • [FCA CF] Significant management (11 Jan 2019 to 1 Apr 2019)
  • Jane Upson

    IRN JXU70336

    • [FCA CF] Significant management (1 Jan 2019 to 1 Apr 2019)
  • Jane Upson

    IRN JXU70322

    • [FCA CF] Significant management (1 Jan 2019 to 1 Apr 2019)
  • Janene Blizzard

    IRN JXB00034

    • [FCA CF] Material risk taker (1 Oct 2019 to 1 Nov 2024)
    • [FCA CF] Significant management (1 Oct 2019 to 1 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2019 to 1 Nov 2024)
    • [FCA CF] Manager of certification employee (1 Oct 2019 to 1 Jul 2023)
  • Janet Edey

    IRN JXE00198

    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2021 to 6 Mar 2023)
    • [FCA CF] Material risk taker (1 Nov 2021 to 6 Mar 2023)
    • [FCA CF] Significant management (1 Nov 2021 to 6 Mar 2023)
  • Janos Pal

    IRN JXP00896

    • CF3 Chief Executive (AR) (14 Dec 2023 to 4 Nov 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.