Date authorised
1 January 2019
Companies House
FC038001
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +4403458410056
  • Complaints Contact

    The Sentinel Building
    103 Waterloo Street
    Glasgow
    G2 7BW
    UNITED KINGDOM
    Phone
    +4403458410056

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

    Show 1 limitation
    • · The firm is not permitted to canvas regulated borrower-lender-supplier agreements or regulated consumer hire agreements off trade premises
  • Stockbroking

    For Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Plan Admin

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jason Keen

    IRN JXK25884

    • SMF7 Group Entity Senior Manager (24 Mar 2021 to 28 Jun 2021)
    • [FCA CF] Significant management (1 Feb 2020 to 24 Mar 2021)
    • [PRA CF] Managing a material risk taker (1 Feb 2020 to 24 Mar 2021)
    • [PRA CF] Significant risk taker or Material risk taker (1 Feb 2020 to 24 Mar 2021)
    • [FCA CF] Manager of certification employee (1 Feb 2020 to 24 Mar 2021)
    • [FCA CF] Material risk taker (1 Feb 2020 to 24 Mar 2021)
  • Jeremiah Konz

    IRN JXK00231

    • [FCA CF] Significant management (24 Nov 2020 to 1 Mar 2021)
    • [FCA CF] Manager of certification employee (24 Nov 2020 to 1 Mar 2021)
  • Jeremy Charles Haworth

    IRN JXH00789

    • [FCA CF] Significant management (6 Nov 2021 to 30 Apr 2022)
  • Jeremy Kok

    IRN JXK00423

    • [FCA CF] Significant management (1 Jun 2022 to 1 Jul 2023)
  • Joanna Smart

    IRN JCS01207

    • [FCA CF] Significant management (1 Jan 2019 to 1 Jul 2023)
  • Joel Barker

    IRN JXB86856

    • [FCA CF] Material risk taker (1 Jan 2019 to 25 Mar 2020)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 25 Mar 2020)
  • Johannes Jacobus Mangelaars

    IRN JJM01306

    • CF3 Chief Executive (AR) (13 Jan 2021 to 26 Apr 2022)
  • John Ian Latter

    IRN JIL01004

    • [FCA CF] Material risk taker (1 Jan 2019 to 1 Jul 2023)
    • [FCA CF] Significant management (1 Jan 2019 to 1 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 1 Jul 2023)
  • John Maguire

    IRN JXM03736

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2023)
    • [FCA CF] Material risk taker (since 1 Jul 2023)
    • SMF20 Chief Actuary (24 Mar 2021 to 16 Nov 2022)
    • [FCA CF] Significant management (1 Jul 2019 to 24 Mar 2021)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2019 to 24 Mar 2021)
    • [PRA CF] Key function holder (1 Jul 2019 to 24 Mar 2021)
    • [FCA CF] Material risk taker (1 Jul 2019 to 24 Mar 2021)
  • John Wadhams

    IRN JXW70323

    • [FCA CF] Significant management (1 Jan 2019 to 21 Aug 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.