Date authorised
1 January 2019
Companies House
FC038001
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +4403458410056
  • Complaints Contact

    The Sentinel Building
    103 Waterloo Street
    Glasgow
    G2 7BW
    UNITED KINGDOM
    Phone
    +4403458410056

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

    Show 1 limitation
    • · The firm is not permitted to canvas regulated borrower-lender-supplier agreements or regulated consumer hire agreements off trade premises
  • Stockbroking

    For Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Plan Admin

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicola McCabe

    IRN NXM54204

    • [FCA CF] Material risk taker (since 9 Dec 2023)
    • [FCA CF] Significant management (1 Nov 2019 to 9 Dec 2023)
  • Nikolai Dythtchenko

    IRN NXD54201

    • [PRA CF] Significant risk taker or Material risk taker (1 Feb 2021 to 30 Sep 2025)
    • [FCA CF] Material risk taker (1 Feb 2021 to 30 Sep 2025)
    • [FCA CF] Significant management (1 Jan 2019 to 1 Feb 2021)
  • Patrick Andrew Nolan

    IRN PXN54211

    • [FCA CF] Material risk taker (1 Jul 2023 to 15 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2023 to 15 Jul 2025)
    • SMF4 Chief Risk (25 Mar 2021 to 16 Nov 2022)
    • [FCA CF] Significant management (1 Jan 2019 to 25 Mar 2021)
  • Patrick Scott Lawlis

    IRN PXL00249

    • [FCA CF] Manager of certification employee (1 Mar 2022 to 1 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Mar 2022 to 1 Jul 2023)
    • [PRA CF] Managing a material risk taker (1 Mar 2022 to 1 Jul 2023)
    • [FCA CF] Significant management (1 Mar 2022 to 1 Jul 2023)
    • [FCA CF] Material risk taker (1 Mar 2022 to 1 Jul 2023)
  • Paul Ames

    IRN PXA54212

    • [FCA CF] Significant management (1 Jan 2019 to 5 Mar 2020)
  • Paul Colley

    IRN PXC70325

    • [FCA CF] Material risk taker (1 Jul 2023 to 26 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2023 to 26 Oct 2023)
    • SMF2 Chief Finance (23 Mar 2021 to 16 Nov 2022)
    • [FCA CF] Significant management (1 Jan 2019 to 23 Mar 2021)
  • Paul Follett

    IRN PXF70340

    • [FCA CF] Significant management (1 Jan 2019 to 5 Mar 2020)
  • Paul Johnston

    IRN PXJ35600

    • [FCA CF] Manager of certification employee (1 Jan 2019 to 8 Apr 2020)
    • [FCA CF] Significant management (1 Jan 2019 to 8 Apr 2020)
  • Perry Harding

    IRN PXH00550

    • [FCA CF] Significant management (25 Jan 2022 to 1 Jul 2023)
  • Peter Bremner

    IRN PXB70341

    • [FCA CF] Significant management (1 Jan 2019 to 5 Mar 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.