China Merchants Bank Co., Ltd

• Principal Place of Business

  18/F

  20 Fenchurch Street

  London

  EC3M 3BY

  UNITED KINGDOM

  Phone

  +4402038248888

  Web

  https://london.cmbchina.com

• Complaints Contact

  China Merchants Bank

  20 Fenchurch Street

  London

  City Of London

  EC3M 3BY

  UNITED KINGDOM

  Phone

  +442039084639

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Qiang Xiao

  IRN QXX01003

  • SMF2 Chief Finance (31 Mar 2023 to 3 Sep 2024)
  • CF28 Systems and controls (19 Jan 2016 to 6 Mar 2016)
• Ran Zhang

  IRN RXZ44822

  • [FCA CF] Material risk taker (3 Jan 2017 to 9 May 2025)
  • [FCA CF] Client dealing (3 Jan 2017 to 9 May 2025)
• Regis Shea

  IRN RXS00899

  • [FCA CF] Client dealing (3 Jul 2023 to 30 Jun 2024)
• Robert Peter Wood

  IRN RPW01070

  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 17 Nov 2025)
  • SMF16 Compliance Oversight (7 Mar 2016 to 17 Nov 2025)
  • CF11 Money Laundering Reporting (19 Jan 2016 to 6 Mar 2016)
  • CF10 Compliance Oversight (19 Jan 2016 to 6 Mar 2016)
• Rong Tang

  IRN RXT00407

  • SMF2 Chief Finance (since 3 Sep 2024)
• Ruijun Huang

  IRN RXH00385

  • [FCA CF] Client dealing (14 Jun 2021 to 2 Jul 2023)
• Ruosheng Hu

  IRN RXH44917

  • [FCA CF] Material risk taker (19 Mar 2016 to 31 Aug 2022)
  • [FCA CF] Client dealing (19 Mar 2016 to 31 Aug 2022)
• Sercan Altun

  IRN SXA00861

  • [FCA CF] Client dealing (since 30 Oct 2023)
• Shihao Luo

  IRN SXL44862

  • [FCA CF] Client dealing (since 27 Feb 2017)
  • [FCA CF] Material risk taker (27 Feb 2017 to 22 Jul 2025)
• Silun Xu

  IRN SXX00014

  • [FCA CF] Client dealing (since 19 Aug 2024)

No changes recorded yet.