Chiba Bank Ltd, The

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Kyoichi Hanashima
IRN KXH01564
- CF1 Director (6 Jul 2011 to 28 Jun 2012)
Masahiro Owaku
IRN MXO01522
- CF1 Director (11 Jul 2014 to 25 Jun 2015)
Matthew Greenham
IRN MXG26062
- [FCA CF] Material risk taker (since 8 Jul 2016)
Osamu Ishiguro
IRN OXI26937
- SMF19 Head of Overseas Branch/Head of Overseas (2 Apr 2020 to 3 Apr 2023)
Osamu Kimura
IRN OXK01113
- CF1 Director (20 Sep 2013 to 27 Jun 2014)
Rei Kubota
IRN RXK00369
- [FCA CF] Manager of certification employee (since 3 Apr 2023)
- [PRA CF] Managing a material risk taker (since 3 Apr 2023)
Robert Douglas Bates
IRN RDB01087
- CF11 Money Laundering Reporting (29 Jun 2006 to 9 Oct 2015)
- CF3 Chief Executive (29 Jun 2004 to 29 Jun 2006)
- CF8 Apportionment and Oversight (29 Jun 2004 to 29 Jun 2006)
- CF10 Compliance Oversight (1 Dec 2001 to 20 Sep 2004)
Ryo Nishikawa
IRN RXN00233
- [FCA CF] Material risk taker (2 Apr 2024 to 21 Oct 2024)
- [FCA CF] Client dealing (2 Apr 2024 to 3 Apr 2024)
Shiro Tajima
IRN SXT00386
- SMF19 Head of Overseas Branch/Head of Overseas (3 Apr 2023 to 1 Apr 2026)
- [PRA CF] Managing a material risk taker (7 Feb 2022 to 31 Mar 2023)
- [FCA CF] Manager of certification employee (7 Feb 2022 to 31 Mar 2023)
Shuho Takahashi
IRN SXT01808
- SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 19 Jul 2018)
- CF3 Chief Executive (26 Aug 2014 to 6 Mar 2016)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.