Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (29 Jun 2006 to 9 Oct 2015)
- CF3 Chief Executive (29 Jun 2004 to 29 Jun 2006)
- CF8 Apportionment and Oversight (29 Jun 2004 to 29 Jun 2006)
- CF10 Compliance Oversight (1 Dec 2001 to 20 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.