Date authorised
1 April 2013
Companies House
OC318687
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Clubhouse
    20 St. Andrew Street
    London
    City Of London
    EC4A 3AG
    UNITED KINGDOM
    Phone
    +4407803071181
  • Complaints Contact

    The Clubhouse
    20 St. Andrew Street
    London
    City Of London
    EC4A 3AG
    UNITED KINGDOM
    Phone
    +4407803071181

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Dominic Rupert Holmes

    IRN JXH03114

    • [FCA CF] Client dealing (since 19 Dec 2024)
  • James Kesteven Dewhurst

    IRN JKD01011

    • [FCA CF] Client dealing (since 19 Dec 2024)
  • Jaromir Peklo

    IRN JXP00746

    • [FCA CF] Client dealing (since 16 Dec 2022)
  • Karimat Olokun-Ola

    IRN KXO01048

    • CF4 Partner (21 Dec 2009 to 31 Jan 2011)
    • CF30 Customer (16 Apr 2009 to 31 Jan 2011)
  • Keith David Handley

    IRN KDH01047

    • CF3 Chief Executive (19 Oct 2012 to 4 Apr 2016)
    • CF4 Partner (19 Oct 2012 to 4 Apr 2016)
    • CF11 Money Laundering Reporting (1 Jul 2011 to 4 Apr 2016)
    • CF30 Customer (1 Jul 2011 to 4 Apr 2016)
    • CF10 Compliance Oversight (1 Jul 2011 to 4 Apr 2016)
  • Matjaz Cerjak

    IRN MXC02172

    • CF4 Partner (16 Jul 2009 to 27 Aug 2011)
    • CF30 Customer (6 Apr 2009 to 27 Aug 2011)
  • Neil David Crowder

    IRN NDC01030

    • CF30 Customer (1 Nov 2007 to 4 Apr 2016)
    • CF8 Apportionment and Oversight (14 Jun 2006 to 31 Oct 2007)
    • CF3 Chief Executive (14 Jun 2006 to 4 Apr 2016)
    • CF4 Partner (14 Jun 2006 to 4 Apr 2016)
    • CF21 Investment Adviser (14 Jun 2006 to 31 Oct 2007)
  • Timothy Paul Norman

    IRN TPN01027

    • [FCA CF] Client dealing (since 9 Apr 2020)
    • SMF27 Partner (9 Dec 2019 to 1 Apr 2020)
    • CF4 Partner (3 May 2016 to 8 Dec 2019)
    • CF30 Customer (3 May 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.