Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CL2 LLP
FRN 776040
- [FCA CF] Client dealing (since 31 Mar 2021)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (31 Mar 2021 to 27 Nov 2024)
- CF4 Partner (1 Nov 2017 to 8 Dec 2019)
- CF30 Customer (1 Nov 2017 to 8 Dec 2019)
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- CF4 Partner (21 Dec 2009 to 31 Jan 2011)
- CF30 Customer (16 Apr 2009 to 31 Jan 2011)
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- CF21 Investment Adviser (30 Nov 2002 to 24 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.