CHATHAM FINANCIAL EUROPE, LTD

• Principal Place of Business

  68 Broadwick Street

  London

  Westminster

  W1F 9QZ

  UNITED KINGDOM

  Phone

  +4402037433698

  Web

  https://www.chathamfinancial.com

• Complaints Contact

  68 Broadwick Street

  London

  Westminster

  W1F 9QZ

  UNITED KINGDOM

  Phone

  +442037433698

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Jamie Alexander MacDonald

  IRN JAM01365

  • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2023)
  • CF28 Systems and controls (2 Jun 2014 to 8 Dec 2019)
  • CF1 Director (8 Oct 2013 to 8 Dec 2019)
  • CF30 Customer (14 Aug 2008 to 8 Dec 2019)
• Jan-Frederick Krumhoff

  IRN JXK00657

  • [FCA CF] Client dealing (22 May 2023 to 22 Aug 2025)
• Jayneelsinh Jadeja

  IRN JXJ01511

  • CF30 Customer (22 Dec 2015 to 1 Oct 2019)
• Jenane Michele Gazal

  IRN JMG01183

  • SMF3 Executive Director (since 11 Jul 2025)
  • [FCA CF] Significant management (since 30 Jun 2023)
  • [FCA CF] Manager of certification employee (since 30 May 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (6 May 2005 to 31 Oct 2007)
• Jennifer McLellan

  IRN JXM03123

  • [FCA CF] Client dealing (5 Jun 2023 to 25 Oct 2024)
• Joana Patricia Goncalves Cardoso

  IRN JPG01173

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Sep 2021)
• John Gerard Mahony

  IRN JGM01173

  • SMF16 Compliance Oversight (since 11 Feb 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Feb 2026)
• John Michael Bontrager

  IRN JMB01231

  • CF1 Director (1 Dec 2001 to 12 Aug 2008)
• Jonathan Jui Zhen Lee

  IRN JXL00706

  • [FCA CF] Client dealing (23 Jan 2023 to 29 Nov 2024)
• Jonathan O'Neil

  IRN JXO01237

  • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
  • CF28 Systems and controls (1 Nov 2007 to 31 Oct 2008)
  • CF8 Apportionment and Oversight (22 Aug 2006 to 31 Oct 2007)
  • CF1 Director (22 Aug 2006 to 31 Oct 2008)
  • CF13 Finance (22 Aug 2006 to 31 Oct 2007)
  • CF3 Chief Executive (22 Aug 2006 to 31 Oct 2008)
  • CF21 Investment Adviser (12 Jan 2006 to 31 Oct 2007)

No changes recorded yet.