CHATHAM FINANCIAL EUROPE, LTD

• Principal Place of Business

  68 Broadwick Street

  London

  Westminster

  W1F 9QZ

  UNITED KINGDOM

  Phone

  +4402037433698

  Web

  https://www.chathamfinancial.com

• Complaints Contact

  68 Broadwick Street

  London

  Westminster

  W1F 9QZ

  UNITED KINGDOM

  Phone

  +442037433698

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Benjamin Rod Seal

  IRN BRS01048

  • CF30 Customer (1 Nov 2007 to 18 Mar 2009)
  • CF21 Investment Adviser (6 May 2005 to 31 Oct 2007)
• Benoit Arthur Pierre Duhil de Benaze

  IRN BAD01032

  • SMF3 Executive Director (since 19 Jul 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Brian Conly

  IRN BXC01788

  • SMF1 Chief Executive (25 Feb 2020 to 27 Jun 2022)
  • SMF3 Executive Director (9 Dec 2019 to 27 Jun 2022)
  • CF1 Director (21 Sep 2018 to 8 Dec 2019)
  • CF30 Customer (29 Nov 2017 to 8 Dec 2019)
• Brian Keith McLaughlin

  IRN BKM01031

  • CF30 Customer (6 Jul 2014 to 20 Nov 2019)
• Caroline Saadoun

  IRN CXS01811

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Mar 2020)
• Charlotte Fay Ilona Karsa von Szentkiralyszabadja

  IRN CFK01004

  • CF30 Customer (13 Aug 2008 to 1 Jul 2009)
• Christopher Towner

  IRN CXT01196

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Dalbir Bharj

  IRN DXB00526

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Oct 2020)
• Daniel Woodhouse

  IRN DXW00768

  • [FCA CF] Client dealing (since 24 Jun 2024)
  • [FCA CF] Manager of certification employee (since 24 Jun 2024)
• David Raymond Hall

  IRN DRH01120

  • CF28 Systems and controls (1 Nov 2007 to 4 Oct 2013)
  • CF30 Customer (1 Nov 2007 to 4 Oct 2013)
  • CF13 Finance (1 Jun 2004 to 31 Oct 2007)
  • CF1 Director (1 Jun 2004 to 4 Oct 2013)
  • CF21 Investment Adviser (1 Jun 2004 to 31 Oct 2007)
  • CF3 Chief Executive (1 Jun 2004 to 20 Jul 2006)
  • CF8 Apportionment and Oversight (1 Jun 2004 to 20 Jul 2006)

No changes recorded yet.