CHATHAM FINANCIAL EUROPE, LTD

• Principal Place of Business

  68 Broadwick Street

  London

  Westminster

  W1F 9QZ

  UNITED KINGDOM

  Phone

  +4402037433698

  Web

  https://www.chathamfinancial.com

• Complaints Contact

  68 Broadwick Street

  London

  Westminster

  W1F 9QZ

  UNITED KINGDOM

  Phone

  +442037433698

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Amy Harmon

  IRN AXH00982

  • [FCA CF] Client dealing (5 Jun 2023 to 21 Jun 2024)
• Ana Perxas

  IRN AXP01774

  • CF30 Customer (28 Aug 2014 to 29 Mar 2018)
• Andrew Farley

  IRN AXF24954

  • SMF16 Compliance Oversight (4 Feb 2021 to 2 Dec 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (4 Feb 2021 to 2 Dec 2025)
• Andrew James Scott

  IRN AJS01691

  • [FCA CF] Manager of certification employee (since 24 Feb 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Anh Duong Nguyen

  IRN ADN01032

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Oct 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Oct 2023)
  • CF30 Customer (4 Sep 2014 to 8 Dec 2019)
• Anika Panchal

  IRN AXP22887

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Oct 2020)
• Aristeidis Georgakopoulos

  IRN AXG00556

  • [FCA CF] Client dealing (since 23 Aug 2021)
• Ashfar Uddin

  IRN AXU00056

  • [FCA CF] Client dealing (20 Jun 2022 to 18 Oct 2024)
• Babara Zaloga

  IRN BXZ00026

  • [FCA CF] Client dealing (since 17 Oct 2022)
• Benjamin Franklin

  IRN BXF00097

  • [FCA CF] Client dealing (9 Aug 2021 to 18 Nov 2022)

No changes recorded yet.