Chase de Vere Independent Financial Advisers limited

• Principal Place of Business

  60 New Broad Street

  -

  London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +442070651700

  Web

  http://www.chasedevere.co.uk

• Complaints Contact

  Chase De Vere I F A Group plc

  8 Exchange Quay

  Salford

  M5 3EJ

  UNITED KINGDOM

  Phone

  +4401618483498

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Richard Hawkins

  IRN PRH00028

  • CF30 Customer (2 Jul 2010 to 16 Aug 2017)
• Paul William Goodfellow

  IRN PWG00002

  • CF21 Investment Adviser (1 Dec 2001 to 17 Aug 2007)
• Paula Staines

  IRN PXS00129

  • CF21 Investment Adviser (1 Dec 2001 to 3 Aug 2007)
• Perran Trerise

  IRN PXT00103

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (9 Jun 2006 to 9 Jun 2006)
• Peter Alexander Jackson

  IRN PAJ00002

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Feb 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 Feb 2026)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (9 Jun 2006 to 9 Jun 2006)
• Peter Corcoran

  IRN PJC01199

  • CF21 Investment Adviser (17 Jul 2002 to 24 Aug 2007)
  • CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
• Peter David Moss

  IRN PXM00688

  • [FCA CF] Functions requiring qualifications (25 Feb 2025 to 29 Apr 2025)
  • [FCA CF] Client dealing (25 Feb 2025 to 29 Apr 2025)
• Peter David Williams

  IRN PDW00007

  • CF30 Customer (10 Sep 2012 to 16 Jan 2013)
• Peter Denis Rhodes

  IRN PDR00005

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
  • [FCA CF] Client dealing (since 1 Jun 2021)
• Peter Fyans

  IRN PLF00001

  • CF21 Investment Adviser (20 May 2002 to 30 May 2002)

• Principal & Prosper Limited

  FRN 944737 · Appointed 19 Jul 2021

• Joseph John McGuire (no longer appointed)

  FRN 706105 · Appointed 10 Jun 2015 · Until 20 Feb 2023

• Accounts & Returns Ltd (no longer appointed)

  FRN 700061 · Appointed 26 May 2015 · Until 20 Feb 2023

• Rubric Law (no longer appointed)

  FRN 626835 · Appointed 27 Jun 2014 · Until 20 Feb 2023

• Christopher Clarke (no longer appointed)

  FRN 610764 · Appointed 26 Nov 2013 · Until 20 Feb 2023

• Geoffrey Goldberg (no longer appointed)

  FRN 607926 · Appointed 30 Sep 2013 · Until 20 Feb 2023

• Neil Collins (no longer appointed)

  FRN 607791 · Appointed 27 Sep 2013 · Until 20 Feb 2023

• David Townsend (no longer appointed)

  FRN 499652 · Appointed 5 Sep 2013 · Until 1 Jul 2014

• Christopher Borthwick (no longer appointed)

  FRN 606923 · Appointed 5 Sep 2013 · Until 3 Feb 2017

• Jasmine Kohli (no longer appointed)

  FRN 605198 · Appointed 1 Aug 2013 · Until 20 Feb 2023

No changes recorded yet.