Peter Denis Rhodes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited

    FRN 137914

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
  • M S Estates & Financial Services Limited (0243) (no longer approved here)

    FRN 153160

    • (3)Employed By (4 Nov 2003 to 31 May 2004)
  • A & R Financial Services (no longer approved here)

    FRN 163518

    • (1)Employed By (1 Oct 1998 to 23 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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