Chase de Vere Independent Financial Advisers limited

• Principal Place of Business

  60 New Broad Street

  -

  London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +442070651700

  Web

  http://www.chasedevere.co.uk

• Complaints Contact

  Chase De Vere I F A Group plc

  8 Exchange Quay

  Salford

  M5 3EJ

  UNITED KINGDOM

  Phone

  +4401618483498

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Derek Thomas Barkway Cleverdon

  IRN DTC00008

  • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2005)
• Dietram Willibald Oppelt

  IRN DWO01008

  • CF2 Non Executive Director (3 Apr 2007 to 24 May 2007)
• Dinos Tassos Hugh Fearon

  IRN DXF00116

  • [FCA CF] Functions requiring qualifications (13 Jan 2020 to 28 May 2020)
  • [FCA CF] Client dealing (13 Jan 2020 to 28 May 2020)
• Dominic Elliott Kidman

  IRN DEK01023

  • CF30 Customer (1 Nov 2007 to 3 Jul 2008)
  • CF21 Investment Adviser (27 Jun 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (9 Jan 2007 to 27 Jun 2007)
• Dominic Joseph Smith

  IRN DJS00178

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 15 Jul 2024)
  • [FCA CF] Client dealing (since 15 Jul 2024)
• Dorothy Andrea Sproates

  IRN DAG00044

  • CF30 Customer (1 Nov 2007 to 13 Mar 2017)
  • CF21 Investment Adviser (20 Sep 2006 to 31 Oct 2007)
• Douglas James Gardner

  IRN DJG00010

  • CF2 Non Executive Director (8 Apr 2002 to 5 Aug 2005)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 23 Apr 2002)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 4 Mar 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 4 Mar 2002)
  • CF1 Director (1 Dec 2001 to 8 Apr 2002)
• Douglas John Richards

  IRN DJR01113

  • CF1 Director (11 Apr 2006 to 30 Sep 2007)
• Douglas Mark Wall

  IRN DMW00015

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (9 Jun 2006 to 9 Jun 2006)
• Duncan Guthrie

  IRN DXG83708

  • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 27 Aug 2021)
  • [FCA CF] Client dealing (1 Feb 2021 to 27 Aug 2021)

• Jacqui Johnson (no longer appointed)

  FRN 490815 · Appointed 29 Oct 2008 · Until 3 Feb 2017

• Hatch (no longer appointed)

  FRN 490816 · Appointed 29 Oct 2008 · Until 3 Feb 2017

• SGH Martineau (no longer appointed)

  FRN 490778 · Appointed 28 Oct 2008 · Until 3 Feb 2017

• Symes Bains Broomer Solicitors (no longer appointed)

  FRN 490776 · Appointed 28 Oct 2008 · Until 3 Feb 2017

• Vale Solicitors Ltd (no longer appointed)

  FRN 490760 · Appointed 28 Oct 2008 · Until 3 Feb 2017

• Stones Solicitors (no longer appointed)

  FRN 490725 · Appointed 27 Oct 2008 · Until 3 Feb 2017

• Lee & Priestley LLP (no longer appointed)

  FRN 490626 · Appointed 23 Oct 2008 · Until 9 Feb 2021

• Naylor Wintersgill Chartered Accountants (no longer appointed)

  FRN 490627 · Appointed 23 Oct 2008 · Until 3 Feb 2017

• The Partners of the Private Office LLP (no longer appointed)

  FRN 490188 · Appointed 16 Oct 2008 · Until 31 Dec 2013

• Leo Abse & Cohen (no longer appointed)

  FRN 490148 · Appointed 15 Oct 2008 · Until 3 Feb 2017

No changes recorded yet.