Douglas James Gardner

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF1 Director (19 Jun 2006 to 9 Nov 2006)
Legal & General Partnership Services Limited (no longer approved here)
FRN 300792
- CF1 Director (AR) (31 Oct 2004 to 5 Aug 2005)
Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- CF2 Non Executive Director (8 Apr 2002 to 5 Aug 2005)
- CF8 Apportionment and Oversight (1 Dec 2001 to 23 Apr 2002)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 4 Mar 2002)
- CF21 Investment Adviser (1 Dec 2001 to 4 Mar 2002)
- CF1 Director (1 Dec 2001 to 8 Apr 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.