Chase de Vere Independent Financial Advisers limited

• Principal Place of Business

  60 New Broad Street

  -

  London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +442070651700

  Web

  http://www.chasedevere.co.uk

• Complaints Contact

  Chase De Vere I F A Group plc

  8 Exchange Quay

  Salford

  M5 3EJ

  UNITED KINGDOM

  Phone

  +4401618483498

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Tommy Paul Wood

  IRN TXW00171

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 7 May 2024)
  • [FCA CF] Functions requiring qualifications (since 7 May 2024)
• Tracey Ann Foster

  IRN TAF01033

  • CF30 Customer (16 Jul 2015 to 26 Apr 2016)
• Tristan Undy

  IRN TCU01000

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Apr 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Apr 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 Apr 2022)
  • CF30 Customer (12 Jan 2017 to 8 Dec 2019)
• Tristan Watkin James Clappe

  IRN TWC01038

  • CF30 Customer (22 Apr 2008 to 29 Apr 2011)
• Ulf Bernd Mainzer

  IRN UBM01000

  • CF2 Non Executive Director (16 Mar 2007 to 3 Apr 2007)
• Vaughn William Thomas

  IRN VWT01001

  • CF30 Customer (23 Apr 2012 to 27 Sep 2013)
• Victoria Louise Isherwood

  IRN VLM01019

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Jan 2016 to 8 Dec 2019)
• Victoria Louise Robinson

  IRN VLM00005

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (22 Mar 2012 to 8 Dec 2019)
• Victoria Margaret Macrae

  IRN VMA01000

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 11 Dec 2023)
  • Appointed representative dealing with clients for which they require qualification (since 21 Nov 2023)
• Vijoy Kumar Singh

  IRN VKS00001

  • CF21 Investment Adviser (18 Jul 2002 to 10 Feb 2006)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Jul 2002)

• Jacqui Johnson (no longer appointed)

  FRN 490815 · Appointed 29 Oct 2008 · Until 3 Feb 2017

• Hatch (no longer appointed)

  FRN 490816 · Appointed 29 Oct 2008 · Until 3 Feb 2017

• SGH Martineau (no longer appointed)

  FRN 490778 · Appointed 28 Oct 2008 · Until 3 Feb 2017

• Symes Bains Broomer Solicitors (no longer appointed)

  FRN 490776 · Appointed 28 Oct 2008 · Until 3 Feb 2017

• Vale Solicitors Ltd (no longer appointed)

  FRN 490760 · Appointed 28 Oct 2008 · Until 3 Feb 2017

• Stones Solicitors (no longer appointed)

  FRN 490725 · Appointed 27 Oct 2008 · Until 3 Feb 2017

• Lee & Priestley LLP (no longer appointed)

  FRN 490626 · Appointed 23 Oct 2008 · Until 9 Feb 2021

• Naylor Wintersgill Chartered Accountants (no longer appointed)

  FRN 490627 · Appointed 23 Oct 2008 · Until 3 Feb 2017

• The Partners of the Private Office LLP (no longer appointed)

  FRN 490188 · Appointed 16 Oct 2008 · Until 31 Dec 2013

• Leo Abse & Cohen (no longer appointed)

  FRN 490148 · Appointed 15 Oct 2008 · Until 3 Feb 2017

No changes recorded yet.