Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (22 Mar 2012 to 8 Dec 2019)
  • Brackenbury (IFA) Limited (no longer approved here)

    FRN 176750

    • Employed By (2 Sep 2011 to 14 Dec 2011)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (2 Sep 2011 to 14 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.