Chase de Vere Independent Financial Advisers limited

• Principal Place of Business

  60 New Broad Street

  -

  London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +442070651700

  Web

  http://www.chasedevere.co.uk

• Complaints Contact

  Chase De Vere I F A Group plc

  8 Exchange Quay

  Salford

  M5 3EJ

  UNITED KINGDOM

  Phone

  +4401618483498

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gavin Barry Collinson

  IRN GBC00006

  • CF21 Investment Adviser (18 Sep 2003 to 17 Aug 2007)
• Gavin Owen English

  IRN GOE01001

  • CF30 Customer (7 Jan 2008 to 20 Oct 2008)
• Gavin Paul Chapman

  IRN GPC01073

  • CF2 Non Executive Director (AR) (since 7 Oct 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF4 Chief Risk (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF1 Director (1 Nov 2009 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Nov 2009 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Nov 2009 to 8 Dec 2019)
• Gavin Robert McCarthy

  IRN GXM00308

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 2 Nov 2021)
  • CF30 Customer (since 19 Sep 2021)
• Geordie Kevin Edward Bulmer

  IRN GKB01017

  • CF30 Customer (1 Nov 2007 to 18 Feb 2009)
  • CF22 Investment Adviser (Trainee) (1 Sep 2007 to 31 Oct 2007)
• George Agan

  IRN GXA01686

  • [FCA CF] Client dealing (29 Mar 2021 to 3 Dec 2021)
  • [FCA CF] Functions requiring qualifications (29 Mar 2021 to 3 Dec 2021)
• George Georgiades

  IRN GXG00166

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Mar 2022)
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2022)
• George Henry Hope

  IRN GHH01036

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (2 Jun 2016 to 8 Dec 2019)
• George Henry Tuck

  IRN GXT00109

  • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 31 May 2022)
  • [FCA CF] Client dealing (7 Dec 2020 to 31 May 2022)
• Georgina Elizabeth Hodgson

  IRN GEH01052

  • CF30 Customer (11 Dec 2008 to 29 Feb 2016)

• Ross Avis (no longer appointed)

  FRN 442309 · Appointed 12 Aug 2010 · Until 17 Nov 2010

• Joe McGuire (no longer appointed)

  FRN 528541 · Appointed 26 Jul 2010 · Until 20 Feb 2023

• IMeche Services Limited (no longer appointed)

  FRN 535506 · Appointed 8 Jul 2010 · Until 6 Sep 2022

• PROTECT AND INVEST LIMITED (no longer appointed)

  FRN 433227 · Appointed 8 Jul 2010 · Until 26 Oct 2022

• Sue Millard (no longer appointed)

  FRN 527246 · Appointed 8 Jul 2010 · Until 3 Feb 2017

• Simon Ratcliffe (no longer appointed)

  FRN 521147 · Appointed 25 Mar 2010 · Until 3 Feb 2017

• Chantries Independent Estate Agents (no longer appointed)

  FRN 520878 · Appointed 22 Mar 2010 · Until 3 Feb 2017

• Compass Property Managements Ltd (no longer appointed)

  FRN 519386 · Appointed 5 Mar 2010 · Until 3 Feb 2017

• Harrison Drury Solicitors LLP (no longer appointed)

  FRN 518200 · Appointed 18 Feb 2010 · Until 3 Feb 2017

• Buckles Solicitors LLP (no longer appointed)

  FRN 517646 · Appointed 10 Feb 2010 · Until 3 Feb 2017

No changes recorded yet.