Chase de Vere Independent Financial Advisers limited

Date authorised
1 April 2013
Companies House
02090838
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    60 New Broad Street
    -
    London
    EC2M 1JJ
    UNITED KINGDOM
    Phone
    +442070651700
    Web
    http://www.chasedevere.co.uk

  • Complaints Contact

    Chase De Vere I F A Group plc
    8 Exchange Quay
    Salford
    M5 3EJ
    UNITED KINGDOM
    Phone
    +4401618483498

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Patrick Stafford

    IRN TPS00008

    • CF21 Investment Adviser (9 Aug 2002 to 4 Sep 2007)
  • Thomas Tindle Charlton

    IRN TTC00001

    • CF30 Customer (1 Nov 2007 to 30 Jan 2009)
    • CF21 Investment Adviser (6 Dec 2005 to 31 Oct 2007)
  • Thomas William Randon

    IRN TWR01017

    • CF30 Customer (9 Nov 2016 to 29 Jun 2018)
  • Thorsten Geier

    IRN GXT01275

    • CF1 Director (29 Feb 2008 to 13 Feb 2009)
    • CF28 Systems and controls (1 Nov 2007 to 13 Feb 2009)
    • CF13 Finance (21 Jun 2007 to 31 Oct 2007)
  • Timothy John Mills

    IRN TJM00018

    • CF21 Investment Adviser (6 Jul 2006 to 10 Jul 2006)
  • Timothy Peter Bell

    IRN TPB01030

    • CF30 Customer (1 Jul 2010 to 23 Oct 2015)
  • Tina Jackson-Baldwin

    IRN TXJ00007

    • CF30 Customer (1 Nov 2007 to 17 Dec 2010)
    • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jan 2006 to 1 Nov 2006)
  • Tinashe Gilbert Madembo

    IRN TXM00350

    • [FCA CF] Functions requiring qualifications (1 Mar 2022 to 15 May 2023)
    • [FCA CF] Client dealing (1 Mar 2022 to 15 May 2023)
  • Tom Edward Charles Liddell

    IRN TXL01103

    • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
    • CF21 Investment Adviser (9 Jun 2006 to 9 Jun 2006)
  • Tom Richard Birch

    IRN TRB00008

    • CF30 Customer (1 Nov 2007 to 31 Jul 2017)
    • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.