Chase de Vere Independent Financial Advisers limited

• Principal Place of Business

  60 New Broad Street

  -

  London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +442070651700

  Web

  http://www.chasedevere.co.uk

• Complaints Contact

  Chase De Vere I F A Group plc

  8 Exchange Quay

  Salford

  M5 3EJ

  UNITED KINGDOM

  Phone

  +4401618483498

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rolf Werner Aeberli

  IRN RWA01036

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (13 Dec 2017 to 8 Dec 2019)
• Ronald Allan Peden

  IRN RAP00025

  • CF30 Customer (1 Jul 2010 to 1 Apr 2016)
• Ronald Edward Stephen Smart

  IRN RES01095

  • CF30 Customer (19 Dec 2007 to 19 Jun 2009)
• Ronald Jackson

  IRN RXJ00048

  • CF30 Customer (7 Jul 2014 to 30 Jun 2017)
• Ronald McLean Nicolson

  IRN RMN00007

  • CF30 Customer (5 May 2010 to 2 Jan 2012)
• Ronald William Marrs

  IRN RWM00045

  • CF30 Customer (13 Jul 2011 to 21 Dec 2011)
• Rosalyn Elizabeth Armstrong

  IRN LEA00002

  • CF21 Investment Adviser (8 Apr 2004 to 1 Mar 2006)
• Ross Adams

  IRN RXA02262

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Aug 2021)
  • CF30 Customer (13 Aug 2018 to 8 Dec 2019)
• Ross Graham Taylor

  IRN RXT00226

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 7 Oct 2021)
  • [FCA CF] Client dealing (since 7 Oct 2021)
• Ross Grant Simpson

  IRN RXS01443

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (15 May 2012 to 8 Dec 2019)

• Gary Evans Solicitors (no longer appointed)

  FRN 489382 · Appointed 25 Sep 2008 · Until 3 Feb 2017

• Terry Darlington & Co (no longer appointed)

  FRN 489083 · Appointed 18 Sep 2008 · Until 3 Feb 2017

• Watts Gregory (no longer appointed)

  FRN 488984 · Appointed 17 Sep 2008 · Until 3 Feb 2017

• Harold Benjamin (no longer appointed)

  FRN 488975 · Appointed 16 Sep 2008 · Until 3 Feb 2017

• Hindle Campbell Law Firm (no longer appointed)

  FRN 488918 · Appointed 16 Sep 2008 · Until 3 Feb 2017

• Mclaren Financial (no longer appointed)

  FRN 488591 · Appointed 8 Sep 2008 · Until 3 Feb 2017

• Morely Tippett Chartered Accountants* (no longer appointed)

  FRN 488607 · Appointed 8 Sep 2008 · Until 1 Jan 2009

• Richard Hartley (no longer appointed)

  FRN 488589 · Appointed 8 Sep 2008 · Until 3 Feb 2017

• Affinity PSS Ltd (no longer appointed)

  FRN 488182 · Appointed 28 Aug 2008 · Until 3 Feb 2017

• Broome Financial Management Limited (no longer appointed)

  FRN 472842 · Appointed 28 Aug 2008 · Until 3 Feb 2017

No changes recorded yet.