Ross Adams

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED

    FRN 665653

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Dec 2024)
    • [FCA CF] Client dealing (since 16 Dec 2024)
  • EIS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 401581

    • [FCA CF] Functions requiring qualifications (24 Jan 2022 to 1 Nov 2024)
    • [FCA CF] Client dealing (24 Jan 2022 to 1 Nov 2024)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Aug 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2021)
    • CF30 Customer (13 Aug 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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