Chase de Vere Independent Financial Advisers limited

Date authorised
1 April 2013
Companies House
02090838
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    60 New Broad Street
    -
    London
    EC2M 1JJ
    UNITED KINGDOM
    Phone
    +442070651700
    Web
    http://www.chasedevere.co.uk

  • Complaints Contact

    Chase De Vere I F A Group plc
    8 Exchange Quay
    Salford
    M5 3EJ
    UNITED KINGDOM
    Phone
    +4401618483498

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David James Robinson

    IRN DJR01312

    • [FCA CF] Client dealing (1 Jul 2020 to 22 Sep 2021)
    • [FCA CF] Manager of certification employee (1 Jul 2020 to 22 Sep 2021)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 22 Sep 2021)
  • David James Watson

    IRN DJW01263

    • CF30 Customer (15 Jan 2008 to 29 Sep 2008)
  • David Jeffrey Wickes

    IRN DJW01453

    • CF30 Customer (18 Feb 2015 to 2 Jun 2017)
  • David John Rawcliffe

    IRN DJR00005

    • SMF18 Other Overall Responsibility (since 22 Jul 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 22 Jul 2022)
    • CF30 Customer (2 Jun 2008 to 28 Feb 2017)
  • David Johnstone Cassidy

    IRN DJC00167

    • CF30 Customer (1 Nov 2007 to 8 Sep 2008)
    • CF21 Investment Adviser (7 Aug 2006 to 31 Oct 2007)
  • David Jonathan Bridgewater

    IRN DJB00158

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (23 Oct 2017 to 8 Dec 2019)
  • David Jonathan Brown

    IRN DJB00092

    • CF30 Customer (1 Nov 2007 to 29 Sep 2008)
    • CF21 Investment Adviser (11 Jan 2005 to 31 Oct 2007)
  • David Jones

    IRN DRJ00021

    • CF30 Customer (19 May 2008 to 14 Sep 2011)
  • David Keith Baldwin

    IRN DKB00007

    • CF1 Director (10 Apr 2002 to 5 Sep 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 5 Sep 2003)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 5 Sep 2003)
  • David Lee Alwill

    IRN DLA01017

    • CF21 Investment Adviser (15 Jul 2002 to 9 Jul 2004)
    • CF22 Investment Adviser (Trainee) (1 Mar 2002 to 15 Jul 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.