Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • [FCA CF] Manager of certification employee (1 Jul 2020 to 22 Sep 2021)
    • [FCA CF] Client dealing (1 Jul 2020 to 22 Sep 2021)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 22 Sep 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jan 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Jan 2021)
    • CF30 Customer (7 Dec 2018 to 8 Dec 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (6 Jan 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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