Charterhouse Financial Planning Limited

• Principal Place of Business

  Charterhouse Financial Planning

  Merlin Moor

  Dunston Business Village

  Dunston

  Stafford

  Staffordshire

  ST18 9AB

  UNITED KINGDOM

  Phone

  +4401902904600

  Web

  https://www.charterhousefp.com

• Complaints Contact

  Charterhouse Financial Planning

  Merlin Moor

  Dunston Business Village

  Dunston

  Stafford

  Staffordshire

  ST18 9AB

  UNITED KINGDOM

  Phone

  +4401902623844

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas John Derek Jackson

  IRN NJJ00002

  • CF30 Customer (1 Nov 2007 to 28 Feb 2010)
  • CF21 Investment Adviser (8 Nov 2006 to 31 Oct 2007)
• Robert Mark Juris Bercis

  IRN RMB00019

  • CF30 Customer (1 Nov 2007 to 21 Dec 2007)
  • CF21 Investment Adviser (28 Jul 2006 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (28 Jul 2006 to 31 Oct 2007)
• Robert Richard Podolanski

  IRN RRP00007

  • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
  • CF21 Investment Adviser (28 Jul 2006 to 31 Oct 2007)
• Scott Andrew Stackhouse

  IRN SAS00044

  • CF30 Customer (24 Mar 2009 to 11 Jan 2010)
• Steven James Hendry

  IRN SJH00009

  • CF30 Customer (2 Jul 2009 to 30 Sep 2015)

• 3D Financial Ltd (no longer appointed)

  FRN 482886 · Appointed 7 Jul 2008 · Until 16 Dec 2008

No changes recorded yet.