Steven James Hendry

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Stonegate Wealth Group Ltd

    FRN 945057

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
    • Responsible for Insurance Distribution (since 1 Jun 2021)
    • SMF16 Compliance Oversight (since 1 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jun 2021)
    • SMF3 Executive Director (since 1 Jun 2021)
    • [FCA CF] Client dealing (since 1 Jun 2021)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Sep 2021)
    • CF30 Customer (4 Aug 2015 to 1 Sep 2021)
    • CF1 Director (AR) (4 Aug 2015 to 1 Sep 2021)
  • Charterhouse Financial Planning Limited (no longer approved here)

    FRN 449128

    • CF30 Customer (2 Jul 2009 to 30 Sep 2015)
  • Reeds Rains Limited (no longer approved here)

    FRN 160170

    • (111)Employed By (17 Aug 2001 to 1 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (111)Employed By at Reeds Rains Limited