Charter Court Financial Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
O S B GroupExchange Court1 Brabourne AvenueWolverhampton Business ParkWolverhamptonWV10 6AUUNITED KINGDOM- Phone
- +443330143477
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Complaints Contact
The Observatory,Brunel Way,Dock Rd,ChathamKentME4 4AFUNITED KINGDOM- Phone
- +448002985714
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
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Buy-to-Let Mortgage Admin
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Buy-to-Let Mortgage Lending
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Mortgage Servicing
For Customer, Regulated mortgage contract
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Authorised to Operate
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Trades With You Directly
For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Lending
For Customer, Regulated mortgage contract
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Mortgage Setup
For Customer, Regulated mortgage contract
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Avery Weymouth
IRN DAW01130
- SMF9 Chair of the Governing Body (since 1 May 2025)
- Director of firm who is not a certification employee or a SMF manager (7 Oct 2019 to 4 Feb 2020)
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David Morgan
IRN DXM00921
- [FCA CF] Material risk taker (25 May 2023 to 18 Jun 2025)
- [PRA CF] Significant risk taker or Material risk taker (25 May 2023 to 18 Jun 2025)
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David Smith
IRN DXS00235
- [FCA CF] Significant management (1 Oct 2020 to 31 Mar 2022)
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Dawn Margaret Mirfin
IRN DXM47393
- [PRA CF] Significant risk taker or Material risk taker (20 May 2021 to 18 Jun 2025)
- [FCA CF] Material risk taker (20 May 2021 to 18 Jun 2025)
- [FCA CF] Significant management (1 Apr 2020 to 18 Jun 2025)
- [FCA CF] Manager of certification employee (1 Apr 2020 to 30 Sep 2020)
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Debra Caroline Bailey
IRN DCB01167
- SMF24 Chief Operations (since 13 May 2025)
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Dianne Wendy Malsbury
IRN DWM01090
- CF11 Money Laundering Reporting (6 Nov 2009 to 6 Jan 2015)
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Dionne Mortley-Forde
IRN DXM00927
- [FCA CF] Significant management (31 Aug 2023 to 11 Apr 2025)
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Elizabeth Noel Harwerth
IRN ENH01007
- Director of firm who is not a certification employee or a SMF manager (since 8 Aug 2025)
- SMF14 Senior Independent Director (16 Aug 2017 to 8 Aug 2025)
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Eric Edward Anstee
IRN EEA01005
- Director of firm who is not a certification employee or a SMF manager (7 Oct 2019 to 4 Feb 2020)
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Felicia Jane Dale
IRN FXD70933
- [PRA CF] Significant risk taker or Material risk taker (6 Mar 2020 to 31 Dec 2020)
- [FCA CF] Material risk taker (6 Mar 2020 to 31 Dec 2020)
- [FCA CF] Significant management (6 Mar 2020 to 31 Dec 2020)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.