Charter Court Financial Services Limited

Date authorised
1 April 2013
Companies House
06749498
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    O S B Group
    Exchange Court
    1 Brabourne Avenue
    Wolverhampton Business Park
    Wolverhampton
    WV10 6AU
    UNITED KINGDOM
    Phone
    +443330143477
  • Complaints Contact

    The Observatory,
    Brunel Way,
    Dock Rd,
    Chatham
    Kent
    ME4 4AF
    UNITED KINGDOM
    Phone
    +448002985714

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trades With You Directly

    For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Avery Weymouth

    IRN DAW01130

    • SMF9 Chair of the Governing Body (since 1 May 2025)
    • Director of firm who is not a certification employee or a SMF manager (7 Oct 2019 to 4 Feb 2020)
  • David Morgan

    IRN DXM00921

    • [FCA CF] Material risk taker (25 May 2023 to 18 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (25 May 2023 to 18 Jun 2025)
  • David Smith

    IRN DXS00235

    • [FCA CF] Significant management (1 Oct 2020 to 31 Mar 2022)
  • Dawn Margaret Mirfin

    IRN DXM47393

    • [PRA CF] Significant risk taker or Material risk taker (20 May 2021 to 18 Jun 2025)
    • [FCA CF] Material risk taker (20 May 2021 to 18 Jun 2025)
    • [FCA CF] Significant management (1 Apr 2020 to 18 Jun 2025)
    • [FCA CF] Manager of certification employee (1 Apr 2020 to 30 Sep 2020)
  • Debra Caroline Bailey

    IRN DCB01167

    • SMF24 Chief Operations (since 13 May 2025)
  • Dianne Wendy Malsbury

    IRN DWM01090

    • CF11 Money Laundering Reporting (6 Nov 2009 to 6 Jan 2015)
  • Dionne Mortley-Forde

    IRN DXM00927

    • [FCA CF] Significant management (31 Aug 2023 to 11 Apr 2025)
  • Elizabeth Noel Harwerth

    IRN ENH01007

    • Director of firm who is not a certification employee or a SMF manager (since 8 Aug 2025)
    • SMF14 Senior Independent Director (16 Aug 2017 to 8 Aug 2025)
  • Eric Edward Anstee

    IRN EEA01005

    • Director of firm who is not a certification employee or a SMF manager (7 Oct 2019 to 4 Feb 2020)
  • Felicia Jane Dale

    IRN FXD70933

    • [PRA CF] Significant risk taker or Material risk taker (6 Mar 2020 to 31 Dec 2020)
    • [FCA CF] Material risk taker (6 Mar 2020 to 31 Dec 2020)
    • [FCA CF] Significant management (6 Mar 2020 to 31 Dec 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.