Date authorised
1 April 2013
Companies House
04037502
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Minster Court
    Mincing Lane
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +4402077672700
  • Complaints Contact

    2 Minster Court
    Mincing Lane
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +4402033202200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Michael Burroughs

    IRN SMB01177

    • CF1 Director (1 Oct 2010 to 7 Oct 2010)
  • Stephen Card

    IRN SXC01777

    • CF1 Director (AR) (30 Apr 2014 to 1 Feb 2015)
    • CF3 Chief Executive (AR) (17 Feb 2011 to 1 Feb 2015)
    • CF1 Director (1 Oct 2010 to 1 Jul 2016)
  • Thomas Damian Ely

    IRN TDE01014

    • SMF3 Executive Director (17 Jan 2020 to 31 Dec 2023)
    • CF1 Director (AR) (15 Feb 2011 to 29 Jan 2016)
    • CF1 Director (1 Oct 2010 to 19 Dec 2017)
  • Timothy Martin

    IRN TXM01809

    • CF1 Director (AR) (12 Feb 2014 to 1 Feb 2015)
  • Tito Marzio Soso

    IRN TMS01050

    • CF1 Director (AR) (15 Jul 2013 to 22 May 2014)
  • William James Robinson

    IRN WJR01068

    • CF1 Director (AR) (10 Mar 2015 to 9 Jan 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.