Date authorised
1 April 2013
Companies House
04037502
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Minster Court
    Mincing Lane
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +4402077672700
  • Complaints Contact

    2 Minster Court
    Mincing Lane
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +4402033202200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kapil Dhir

    IRN KXD01353

    • CF1 Director (AR) (2 Jul 2013 to 12 Mar 2015)
    • CF10 Compliance Oversight (7 May 2013 to 4 Dec 2013)
  • Karen Elizabeth Knox

    IRN KXK00123

    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Jul 2025)
  • Luisa Carlotta Barile

    IRN LCB01077

    • CF1 Director (25 Jul 2016 to 11 May 2018)
    • Responsible for Insurance Mediation (25 Jul 2016 to 9 Aug 2017)
    • CF3 Chief Executive (18 Jan 2016 to 25 Jul 2016)
  • Manjit Takhtar

    IRN MXT01923

    • SMF3 Executive Director (9 Dec 2019 to 30 Jan 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 19 Sep 2019)
    • CF3 Chief Executive (26 May 2017 to 19 Sep 2019)
    • Responsible for Insurance Mediation (26 May 2017 to 30 Sep 2018)
    • CF1 Director (26 May 2017 to 8 Dec 2019)
  • Mark Keogh

    IRN MXK02271

    • CF1 Director (AR) (21 Jul 2014 to 21 Dec 2017)
  • Martin John Fone

    IRN MJF01088

    • CF1 Director (AR) (14 Feb 2011 to 2 Jul 2015)
    • Responsible for Insurance Mediation (1 Oct 2010 to 8 Jan 2016)
    • CF3 Chief Executive (1 Oct 2010 to 8 Jan 2016)
    • CF1 Director (1 Oct 2010 to 8 Jan 2016)
  • Michael Anthony Knight

    IRN MAK01112

    • CF2 Non Executive Director (5 Dec 2010 to 29 Feb 2012)
  • Nicholas Duncan Jelley

    IRN NDJ01027

    • CF1 Director (AR) (9 Jan 2018 to 9 Jan 2018)
  • Paul Anton Trent

    IRN PAT01186

    • CF1 Director (9 Dec 2016 to 27 Jun 2019)
  • Paul Robert Easen

    IRN PXE00068

    • [FCA CF] Significant management (since 9 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.