Date authorised
1 April 2013
Companies House
OC322712
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    77 Charlotte Street
    London
    W1T 4PW
    UNITED KINGDOM
    Phone
    +4402072915160
  • Complaints Contact

    77 Charlotte Street
    London
    W1T 4PW
    UNITED KINGDOM
    Phone
    +4402072915160

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Wilson

    IRN PXW01902

    • [FCA CF] Client dealing (16 Jun 2022 to 30 Sep 2024)
    • SMF27 Partner (9 Dec 2019 to 17 Jun 2022)
    • CF4 Partner (4 Jan 2018 to 8 Dec 2019)
    • CF30 Customer (4 Jan 2018 to 8 Dec 2019)
  • Peter Andrew Burbank

    IRN PAB01224

    • [FCA CF] Significant management (1 Jul 2020 to 16 Sep 2021)
  • Peter Clarke

    IRN PXC01412

    • CF30 Customer (28 Sep 2015 to 21 Nov 2018)
  • Peter Robert Stefanus Bakker

    IRN PRB01200

    • CF4 Partner (8 Apr 2014 to 15 Jan 2015)
    • CF30 Customer (2 Sep 2013 to 31 May 2019)
  • Reese Michael Barlow

    IRN RMB01145

    • SMF27 Partner (9 Dec 2019 to 11 Dec 2019)
    • CF4 Partner (8 Apr 2014 to 8 Dec 2019)
  • Richard Mark Paddle

    IRN RMP01064

    • CF30 Customer (29 Apr 2014 to 13 Jun 2014)
  • Ronald Martin Neumunz

    IRN RMN01032

    • CF30 Customer (15 Oct 2012 to 8 Dec 2019)
  • Sanne Vibeke Williams

    IRN SVW01016

    • SMF17 Money Laundering Reporting Officer (MLRO) (3 Dec 2021 to 3 Mar 2023)
    • SMF16 Compliance Oversight (3 Dec 2021 to 3 Mar 2023)
  • Steve Weatherhead

    IRN SXW01514

    • CF30 Customer (25 Apr 2014 to 13 Jun 2014)
  • Steven Richard Box

    IRN SXB00435

    • [FCA CF] Significant management (2 Nov 2020 to 31 Dec 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.