Chamberlain De Broe Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Chamberlain De Broe Ltd59 Shelton StreetLondonCamdenWC2H 9HEUNITED KINGDOM- Phone
- +4402072407640
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Complaints Contact
Chamberlain De Broe Ltd59 Shelton StreetLondonCamdenWC2H 9HEUNITED KINGDOM- Phone
- +4402072407640
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Mark Francis Sillitoe
IRN MFS01041
- CF21 Investment Adviser (7 Nov 2003 to 1 Apr 2004)
- CF22 Investment Adviser (Trainee) (24 Jul 2002 to 7 Nov 2003)
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Michael Bakowski
IRN MXB00022
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Michael David Chandler
IRN MDC00062
- CF22 Investment Adviser (Trainee) (26 Nov 2003 to 1 Apr 2004)
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Peter Alexander Bryan
IRN PAB00006
- CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2002)
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Stephen Mark Petrie
IRN SMP00013
- CF30 Customer (28 Jul 2009 to 11 Sep 2009)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Portfolio Direct Solutions Ltd (no longer appointed)
FRN 194642 · Appointed 1 Dec 1999 · Until 10 Jan 2003
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Bespoke Financial Planning (no longer appointed)
FRN 191050 · Appointed 19 Feb 1999 · Until 16 Apr 2004
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.