Date authorised
1 April 2013
Companies House
OC344420
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 Station Court Road
    Windsor House Station Court
    London
    CB22 5NE
    UNITED KINGDOM
    Phone
    +447979811141
  • Complaints Contact

    Station Court Road
    Windsor House Station Court Road
    Chalkhill Partners LLP
    Cambridge
    CB22 5NE
    UNITED KINGDOM
    Phone
    +442074487600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rasheed Rahman

    IRN RXR01772

    • CF4 Partner (26 Nov 2015 to 24 Aug 2018)
    • CF30 Customer (26 Nov 2015 to 24 Aug 2018)
  • Renato Cosignani

    IRN RXC01731

    • CF4 Partner (11 Dec 2012 to 20 Apr 2016)
    • CF30 Customer (11 Dec 2012 to 20 Apr 2016)
  • Sally Badie

    IRN SXB01382

    • CF30 Customer (13 Jan 2012 to 6 Dec 2012)
    • CF4 Partner (13 Jan 2012 to 6 Dec 2012)
  • Sam Cowan

    IRN MPC01064

    • CF30 Customer (15 Sep 2016 to 6 Mar 2018)
    • CF4 Partner (15 Sep 2016 to 6 Mar 2018)
  • Sebastian Buhs

    IRN SXB02749

    • CF30 Customer (15 Jul 2013 to 6 Oct 2017)
  • Shailen Patel

    IRN SXP01682

    • CF30 Customer (4 Jul 2013 to 4 Feb 2015)
  • Simon Peter James Wooltorton

    IRN SPW01082

    • CF4 Partner (6 Jul 2015 to 31 Aug 2015)
    • CF30 Customer (6 Jul 2015 to 31 Aug 2015)
  • Steven Paul Howard

    IRN SPH01070

    • CF30 Customer (21 Jun 2011 to 7 Dec 2012)
  • Stewart Grant Booth

    IRN SGB01041

    • SMF16 Compliance Oversight (since 14 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Jan 2025)
    • [FCA CF] Client dealing (since 10 Sep 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (13 Aug 2009 to 8 Dec 2019)
    • CF28 Systems and controls (13 Aug 2009 to 8 Dec 2019)
    • CF3 Chief Executive (13 Aug 2009 to 8 Dec 2019)
    • CF4 Partner (13 Aug 2009 to 8 Dec 2019)
  • Stuart David Michael Fordham

    IRN SDF01030

    • CF4 Partner (7 Jun 2012 to 31 Mar 2014)
    • CF30 Customer (7 Jun 2012 to 31 Mar 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.