CFC UNDERWRITING LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Michael Gordon Smith
IRN MGS01033
- CF2 Non Executive Director (14 Jan 2005 to 19 Jun 2012)
Michael John Rees
IRN MJR01418
- CF2 Non Executive Director (23 Jul 2012 to 8 Dec 2019)
Natasha Hui Zhen Lee
IRN NXL00217
- [FCA CF] Significant management (since 11 Feb 2025)
Natasha Lara Pettet
IRN NLP01021
- CF1 Director (AR) (23 Apr 2015 to 11 Jul 2019)
Nichola Archibald
IRN NXA00333
- [FCA CF] Significant management (1 Dec 2023 to 12 Jul 2024)
Nicholas James Stephen Line
IRN NJL01087
- SMF3 Executive Director (since 1 Jan 2026)
Oliver Corbett
IRN ORC01001
- SMF7 Group Entity Senior Manager (since 30 Sep 2024)
Patrick Jonathan Brice
IRN PJB01512
- [FCA CF] Significant management (since 9 Dec 2019)
Paul Jason Duffy
IRN PJD01189
- [FCA CF] Significant management (since 29 Mar 2021)
Philip Peter Clinton Gregory
IRN PPG01030
- SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Mar 2022)
- SMF11 Chair of the Audit Committee (9 Dec 2019 to 30 Apr 2024)
- SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 28 Sep 2022)
- CF2 Non Executive Director (6 Nov 2017 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Modus Underwriting Limited (no longer appointed)
FRN 663522 · Appointed 5 Jan 2015 · Until 1 May 2020

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.