Date authorised
1 April 2013
Companies House
03302887
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402072208500
  • Complaints Contact

    8 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402072208500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pierce Young

    IRN PXY00050

    • [FCA CF] Significant management (since 15 Sep 2025)
  • Richard Churchill Ward

    IRN RCW01086

    • SMF9 Chair of the Governing Body (since 30 Mar 2022)
    • SMF12 Chair of the Remuneration Committee (21 Dec 2022 to 30 Jan 2025)
  • Richard Conyngham Corfield

    IRN RCC01072

    • CF1 Director (AR) (23 Apr 2015 to 20 Jun 2017)
    • CF1 Director (1 Oct 2012 to 20 Jun 2017)
  • Richard William Wallace

    IRN RXW00646

    • [FCA CF] Significant management (19 Nov 2024 to 31 Mar 2025)
  • Sagar Amin

    IRN SXA03581

    • [FCA CF] Significant management (since 13 Mar 2026)
  • Samantha Ko-Shan Tanner

    IRN SKT01027

    • [FCA CF] Significant management (since 3 Dec 2024)
  • Scott Alan Banks

    IRN SAB01262

    • CF1 Director (AR) (27 May 2015 to 1 May 2020)
  • Scott Atkin Bailey

    IRN SAB01377

    • [FCA CF] Significant management (since 6 Feb 2023)
  • Simon Christopher Wood

    IRN SCW01102

    • CF28 Systems and controls (1 Nov 2007 to 30 Jun 2009)
    • CF13 Finance (7 Dec 2005 to 31 Oct 2007)
  • Simon Douglas Read

    IRN SDR01059

    • CF1 Director (AR) (23 Apr 2015 to 1 May 2020)
    • CF3 Chief Executive (AR) (23 Apr 2015 to 1 May 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.