Date authorised
1 April 2013
Companies House
03302887
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402072208500
  • Complaints Contact

    8 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402072208500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kathryn Herrington

    IRN KXH00486

    • SMF18 Other Overall Responsibility (since 17 Jun 2025)
    • [FCA CF] Significant management (9 Sep 2024 to 17 Jun 2025)
  • Kirsty Kelly

    IRN KXK00404

    • [FCA CF] Significant management (since 23 Jul 2025)
  • Leah Berwick

    IRN LXB00906

    • [FCA CF] Significant management (since 25 Mar 2026)
  • Louise O'Shea

    IRN LXO01169

    • Responsible for Insurance Distribution (since 24 Dec 2024)
    • SMF1 Chief Executive (since 24 Dec 2024)
    • SMF3 Executive Director (since 21 Mar 2024)
    • SMF7 Group Entity Senior Manager (21 Mar 2024 to 25 Nov 2024)
  • Margaret Murphy

    IRN MXM01590

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Matthew Glenville

    IRN MXG00791

    • SMF24 Chief Operations (15 Feb 2025 to 28 Feb 2026)
  • Matthew Taylor

    IRN MXT01906

    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2026)
    • CF1 Director (1 Apr 2016 to 8 Dec 2019)
  • Melissa Jane Brown

    IRN MXB01408

    • SMF4 Chief Risk (since 1 Feb 2026)
  • Michael Benjamin Grist

    IRN MBG01028

    • SMF16 Compliance Oversight (31 Mar 2025 to 1 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (31 Mar 2025 to 1 Sep 2025)
    • SMF3 Executive Director (9 Dec 2019 to 2 Oct 2025)
    • SMF2 Chief Finance (9 Dec 2019 to 2 Oct 2025)
    • CF1 Director (AR) (23 Apr 2015 to 1 May 2020)
    • CF1 Director (11 Jan 2010 to 8 Dec 2019)
  • Michael Brunero

    IRN MXB01329

    • [FCA CF] Significant management (30 Apr 2021 to 30 Jan 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.