Date authorised
1 April 2013
Companies House
03302887
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402072208500
  • Complaints Contact

    8 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402072208500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jacqueline Rachael Sinclair

    IRN JXS23300

    • SMF16 Compliance Oversight (16 Nov 2022 to 8 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Jul 2024)
  • James Burns

    IRN JXB04193

    • [FCA CF] Significant management (since 23 Oct 2025)
  • Jane Carmel Ann Poole

    IRN JXP32228

    • SMF2 Chief Finance (since 25 Sep 2025)
    • SMF3 Executive Director (since 25 Sep 2025)
  • Jason Michael Hart

    IRN JXH03152

    • SMF18 Other Overall Responsibility (since 17 Mar 2026)
    • [FCA CF] Significant management (19 Nov 2024 to 17 Mar 2026)
  • John Philip de Blocq Van Kuffeler

    IRN JPD01155

    • CF2 Non Executive Director (26 Feb 2010 to 19 Jun 2012)
  • Jonathan Fletcher

    IRN JXF00145

    • SMF3 Executive Director (27 May 2021 to 24 Sep 2024)
  • Jonathan Mark Swann

    IRN JMS01294

    • SMF3 Executive Director (9 Dec 2019 to 21 Jan 2022)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Jonathan Newman

    IRN JSN01030

    • CF2 Non Executive Director (20 Apr 2010 to 19 Jun 2012)
  • Kate Lyes

    IRN KXL00302

    • [FCA CF] Significant management (since 30 Apr 2021)
  • Katherine Nellums

    IRN KXN00162

    • [FCA CF] Significant management (9 Dec 2019 to 21 Jun 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.