Date authorised
1 April 2013
Companies House
03302887
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402072208500
  • Complaints Contact

    8 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402072208500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Philip Howden

    IRN DPH01063

    • CF1 Director (13 Feb 2010 to 19 Jun 2012)
    • CF2 Non Executive Director (14 Jan 2005 to 6 Feb 2010)
  • David Walsh

    IRN DXW01516

    • SMF7 Group Entity Senior Manager (25 Nov 2021 to 8 Jan 2024)
    • SMF3 Executive Director (9 Dec 2019 to 8 Jan 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 25 Nov 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 8 Jan 2024)
    • CF1 Director (AR) (24 Apr 2015 to 1 May 2020)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Derrick Joslin

    IRN DXJ00372

    • [FCA CF] Significant management (since 15 Sep 2025)
  • Edward Knox

    IRN EXK27750

    • [FCA CF] Significant management (since 22 Oct 2025)
  • Emile Harold Woolf

    IRN EHW01007

    • CF2 Non Executive Director (19 Mar 2010 to 19 Jun 2012)
  • Eric Rene Marcel Fady

    IRN ERF01010

    • CF1 Director (26 Feb 2010 to 19 Jun 2012)
  • George Beattie

    IRN GXB00553

    • [FCA CF] Significant management (since 3 Jan 2023)
  • Glen Baldacchino

    IRN GXB00552

    • [FCA CF] Significant management (9 Dec 2019 to 30 Jan 2025)
  • Graeme Stuart Newman

    IRN GSN01007

    • Responsible for Insurance Distribution (25 Nov 2021 to 8 Jan 2024)
    • SMF1 Chief Executive (25 Nov 2021 to 8 Jan 2024)
    • SMF3 Executive Director (9 Dec 2019 to 8 Jan 2024)
    • CF1 Director (AR) (27 Apr 2015 to 1 May 2020)
    • CF1 Director (24 Aug 2011 to 8 Dec 2019)
  • Ian Robert McLean

    IRN IXM00120

    • [FCA CF] Significant management (since 31 Jul 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.