Cerberus European Capital Advisors, LLP

• Principal Place of Business

  Cerberus UK Management Ltd

  5 Savile Row

  London

  Westminster

  W1S 3PB

  UNITED KINGDOM

  Phone

  +442076476000

  Web

  https://www.cerberusuk.com

• Complaints Contact

  Cerberus UK Management Ltd

  5 Savile Row

  London

  Westminster

  W1S 3PB

  UNITED KINGDOM

  Phone

  +442076476000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rahul Sangwan

  IRN RXS00461

  • [FCA CF] Material risk taker (since 1 Feb 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Richard Timms

  IRN RXT01593

  • SMF16 Compliance Oversight (since 11 May 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 May 2023)
• Robert Mast

  IRN RXM03059

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF27 Partner (14 Apr 2022 to 1 Jan 2024)
  • CF30 Customer (24 Apr 2018 to 8 Dec 2019)
• Robert Matthew Wood

  IRN RMW01141

  • CF30 Customer (21 Oct 2008 to 13 Jul 2012)
• Ronald Adalbert Rawald

  IRN RAR01126

  • CF30 Customer (22 Jan 2009 to 30 Jun 2017)
  • CF4 Partner (7 Nov 2008 to 30 Jun 2017)
• Saul Goldstein

  IRN SXG01571

  • CF4 Partner (14 May 2007 to 17 May 2007)
• Sergio Jovele

  IRN SXJ01315

  • [FCA CF] Material risk taker (23 Jan 2024 to 4 Feb 2026)
  • [FCA CF] Client dealing (24 Mar 2020 to 4 Feb 2026)
• Stacy Chan

  IRN SXC01848

  • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
  • CF21 Investment Adviser (12 Sep 2007 to 31 Oct 2007)
• Tait Simpson

  IRN TXS01601

  • [FCA CF] Material risk taker (since 2 Dec 2025)
  • [FCA CF] Client dealing (since 2 Dec 2025)
• Tarek Nabil Shoeb

  IRN TNS01016

  • CF11 Money Laundering Reporting (9 Mar 2009 to 27 Jan 2011)
  • CF10 Compliance Oversight (9 Mar 2009 to 27 Jan 2011)
  • CF30 Customer (15 May 2008 to 27 Jan 2011)
  • CF4 Partner (15 May 2008 to 27 Jan 2011)

No changes recorded yet.