Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (23 Jan 2024 to 4 Feb 2026)
- [FCA CF] Client dealing (24 Mar 2020 to 4 Feb 2026)
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- CF30 Customer (30 Jan 2015 to 5 Dec 2019)
- CF1 Director (30 Jan 2015 to 9 Nov 2017)
- CF3 Chief Executive (30 Jan 2015 to 9 Nov 2017)
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- CF3 Chief Executive (3 Aug 2013 to 26 Nov 2019)
- CF1 Director (17 Feb 2012 to 26 Nov 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (22 Jun 2006 to 31 Oct 2007)
- CF21 Investment Adviser (22 Jun 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.