CENTRUS FINANCIAL ADVISORS LIMITED

• Principal Place of Business

  First Floor

  3 Lombard Street

  London

  EC3V 9AA

  UNITED KINGDOM

  Phone

  +442038465672

  Web

  http://www.centrusfinancial.com

• Complaints Contact

  3 Lombard Street

  London

  EC3V 9AA

  UNITED KINGDOM

  Phone

  +442038465672

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm must not conduct any designated investment business with retail clients other (or except) than corporate finance business.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Geoffrey Julian Lougher Knight

  IRN GJK01023

  • CF1 Director (AR) (since 4 May 2020)
  • CF30 Customer (since 4 May 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Dec 2016 to 8 Dec 2019)
  • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
• George Henry Roffey

  IRN GXR00181

  • [FCA CF] Material risk taker (9 Dec 2019 to 8 Feb 2024)
• George Wilkins

  IRN GXW00347

  • [FCA CF] Client dealing (since 22 Jan 2024)
• Georgios Karalis

  IRN GXK01371

  • [FCA CF] Client dealing (1 Jan 2020 to 24 Jun 2021)
  • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
• Ian Balfour-Church

  IRN IXB00193

  • [FCA CF] Client dealing (since 3 Jul 2023)
• Ivan McKinlay

  IRN IXM00187

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Jacqueline Denise Nelson

  IRN JDN01020

  • [FCA CF] Client dealing (since 1 Jan 2020)
  • CF30 Customer (9 Jan 2018 to 8 Dec 2019)
• Jason Anthony Murphy

  IRN JAM01439

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
• John Coleman

  IRN JXC02697

  • CF30 Customer (28 Apr 2020 to 13 Jan 2022)
• John Colin Tattersall

  IRN JXT12492

  • [FCA CF] Client dealing (since 1 Jan 2020)
  • CF30 Customer (18 Mar 2019 to 8 Dec 2019)

• Centrus Capital Markets Limited

  FRN 924641 · Appointed 17 Apr 2020

No changes recorded yet.