CENTRUS FINANCIAL ADVISORS LIMITED

• Principal Place of Business

  First Floor

  3 Lombard Street

  London

  EC3V 9AA

  UNITED KINGDOM

  Phone

  +442038465672

  Web

  http://www.centrusfinancial.com

• Complaints Contact

  3 Lombard Street

  London

  EC3V 9AA

  UNITED KINGDOM

  Phone

  +442038465672

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm must not conduct any designated investment business with retail clients other (or except) than corporate finance business.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John David Shinton

  IRN JDS01091

  • SMF3 Executive Director (9 Dec 2019 to 4 Nov 2024)
  • CF1 Director (1 Dec 2016 to 8 Dec 2019)
  • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
• Jonathan Clarke

  IRN JXC02693

  • [FCA CF] Client dealing (1 Jan 2020 to 16 Dec 2022)
  • SMF3 Executive Director (9 Dec 2019 to 4 Nov 2024)
  • CF1 Director (1 Dec 2016 to 8 Dec 2019)
  • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
• Jonathan Spearing

  IRN JXS01218

  • [FCA CF] Client dealing (7 Feb 2023 to 14 Aug 2025)
• Joseph Xavier Gregory Aylward

  IRN JXA00300

  • [FCA CF] Client dealing (1 May 2025 to 6 May 2025)
• Laura Thomas

  IRN LXT00250

  • [FCA CF] Client dealing (29 May 2023 to 2 Apr 2025)
• Lawrence Gill

  IRN LXG00098

  • [FCA CF] Client dealing (since 1 Jan 2020)
• Louis Donatien Dubois

  IRN LDD01018

  • [FCA CF] Client dealing (since 23 Aug 2021)
• Maria Goroh

  IRN MXW01895

  • CF30 Customer (since 28 Apr 2020)
  • [FCA CF] Client dealing (since 1 Jan 2020)
  • CF30 Customer (19 Oct 2018 to 8 Dec 2019)
• Mark Taheny

  IRN MXT02366

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 Feb 2018 to 8 Dec 2019)
• Matthew Reast

  IRN MXR02790

  • CF30 Customer (18 Oct 2017 to 1 Jun 2018)

• Centrus Capital Markets Limited

  FRN 924641 · Appointed 17 Apr 2020

No changes recorded yet.