Date authorised
1 April 2013
Companies House
OC345806
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Sherwood Street
    London
    Westminster
    W1F 7BL
    UNITED KINGDOM
    Phone
    +442074099701
  • Complaints Contact

    1 Sherwood Street
    London
    Westminster
    W1F 7BL
    UNITED KINGDOM
    Phone
    +442074099758

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hadleigh Graeme Burgess Beals

    IRN HGB01027

    • SMF27 Partner (since 13 Mar 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (8 Jul 2015 to 8 Dec 2019)
  • Harry Parson

    IRN HXP01232

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (20 Jan 2014 to 8 Dec 2019)
  • Henning Heine

    IRN HXH01264

    • CF30 Customer (1 Apr 2012 to 6 Jan 2015)
  • Henry Albert Deacon

    IRN HXD00136

    • [FCA CF] Client dealing (23 Aug 2022 to 7 Feb 2025)
  • Isabelle Schatzker

    IRN IXS00344

    • [FCA CF] Client dealing (since 30 Sep 2025)
  • Israel Fernandez Del Sol

    IRN IXF01092

    • [FCA CF] Client dealing (since 1 Feb 2024)
  • Jack Geason

    IRN JXG00921

    • [FCA CF] Client dealing (since 10 Jun 2025)
  • James Benjamin Tookman

    IRN JBT01044

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 Jun 2014 to 8 Dec 2019)
  • James Curtis

    IRN JXC00725

    • [FCA CF] Client dealing (since 29 May 2025)
  • James William Hartop

    IRN JWH01056

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (10 Apr 2015 to 8 Dec 2019)
    • CF30 Customer (10 Apr 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.