CECP Advisors LLP

• Principal Place of Business

  1 St James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +4402078941200

  Web

  http://www.carlyle.com

• Complaints Contact

  The Carlyle Group

  1 St. James's Market

  London

  Westminster

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +4402078941200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Cyril Guillaume Mario Bourdarot

  IRN CGB01092

  • [FCA CF] Client dealing (since 29 Mar 2021)
  • CF4 Partner (4 Jan 2016 to 9 Dec 2019)
  • CF30 Customer (4 Jan 2016 to 9 Dec 2019)
• Danya Zeng

  IRN DXZ00041

  • [FCA CF] Client dealing (15 Mar 2024 to 28 Mar 2025)
• Dorothy Price

  IRN DXP00754

  • [FCA CF] Client dealing (since 22 Jan 2026)
• Dylan Underhay

  IRN DXU00004

  • [FCA CF] Client dealing (since 29 Mar 2021)
• Edward Anthony Smith

  IRN EXS89484

  • [FCA CF] Client dealing (since 18 Nov 2024)
• Edward Hardy

  IRN EXH00375

  • [FCA CF] Client dealing (since 24 Feb 2025)
• Elie Ghadban

  IRN EXG00027

  • [FCA CF] Client dealing (since 15 Apr 2026)
• Elisa Russo

  IRN EXR00176

  • [FCA CF] Client dealing (since 12 Apr 2023)
• Emma Langley-Jones

  IRN EXL01364

  • [FCA CF] Client dealing (since 24 Feb 2025)
• Emma O'Reilly

  IRN EXO00092

  • [FCA CF] Client dealing (since 11 Aug 2025)

• CIC Advisors LLP

  FRN 986581 · Appointed 3 Nov 2022 · Tied agent

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