CECP Advisors LLP

Date authorised
1 April 2013
Companies House
OC357077
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 St James's Market
    London
    SW1Y 4AH
    UNITED KINGDOM
    Phone
    +4402078941200
    Web
    http://www.carlyle.com

  • Complaints Contact

    The Carlyle Group
    1 St. James's Market
    London
    Westminster
    SW1Y 4AH
    UNITED KINGDOM
    Phone
    +4402078941200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eric Jean-Marie Faillenet

    IRN EJF01068

    • [FCA CF] Client dealing (29 Mar 2021 to 13 Oct 2023)
    • CF30 Customer (3 Jan 2017 to 9 Dec 2019)
    • CF4 Partner (14 Apr 2014 to 9 Dec 2019)
  • Eric Kump

    IRN EXK01222

    • CF4 Partner (4 Mar 2011 to 9 Dec 2019)
    • CF30 Customer (18 Nov 2010 to 9 Dec 2019)
  • Fabio Santos de Sousa

    IRN FXS00256

    • [FCA CF] Client dealing (since 24 Feb 2025)
  • Fernando Chueca

    IRN FXC01220

    • [FCA CF] Client dealing (since 29 Mar 2021)
    • CF4 Partner (4 Mar 2011 to 9 Dec 2019)
    • CF30 Customer (18 Nov 2010 to 9 Dec 2019)
  • Florian Dominik Kreuzer

    IRN FDK01002

    • CF4 Partner (17 Jun 2011 to 31 Dec 2018)
    • CF30 Customer (18 Nov 2010 to 31 Dec 2018)
  • Franck Falezan

    IRN FXF01069

    • CF4 Partner (13 Jun 2011 to 31 May 2014)
    • CF2 Non Executive Director (18 Nov 2010 to 9 Jun 2011)
    • CF30 Customer (18 Nov 2010 to 31 May 2014)
  • Fraser Scott Robson

    IRN FSR00008

    • [FCA CF] Client dealing (29 Mar 2021 to 31 Mar 2022)
    • CF4 Partner (4 Mar 2011 to 9 Dec 2019)
    • CF30 Customer (18 Nov 2010 to 9 Dec 2019)
  • Giacomo Maria Giorgio Rossi

    IRN GMR01075

    • CF30 Customer (10 Feb 2017 to 8 Dec 2019)
  • Ginevra Ruosi

    IRN GXR00368

    • [FCA CF] Client dealing (since 22 Jan 2026)
  • Glenn Allen Youngkin

    IRN GAY01005

    • CF30 Customer (18 Nov 2010 to 11 Jan 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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