CECP Advisors LLP

• Principal Place of Business

  1 St James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +4402078941200

  Web

  http://www.carlyle.com

• Complaints Contact

  The Carlyle Group

  1 St. James's Market

  London

  Westminster

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +4402078941200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charlotte Lawrence

  IRN CLL01033

  • CF4 Partner (6 Apr 2016 to 9 Dec 2019)
  • CF30 Customer (18 Nov 2010 to 9 Dec 2019)
• Cherine Aboulzelof

  IRN SXS01481

  • CF4 Partner (10 Apr 2017 to 9 Dec 2019)
  • CF30 Customer (10 Apr 2017 to 9 Dec 2019)
• Chris Scott

  IRN CXS01860

  • [FCA CF] Client dealing (since 29 Mar 2021)
  • CF30 Customer (13 Oct 2014 to 9 Dec 2019)
  • CF4 Partner (13 Oct 2014 to 9 Dec 2019)
• Christoph Gadermair

  IRN CXG00440

  • [FCA CF] Client dealing (since 31 Mar 2023)
• Christoph Leitner-Dietmaier

  IRN LXC01400

  • CF4 Partner (6 Apr 2016 to 6 Apr 2016)
  • CF30 Customer (23 May 2012 to 28 Feb 2018)
• Christopher Finn

  IRN CXF01206

  • CF4 Partner (14 Oct 2011 to 7 Aug 2018)
• Christopher James Hodges

  IRN CJH01311

  • CF30 Customer (18 Nov 2010 to 13 Dec 2012)
• Clare Copeland

  IRN CXC00318

  • [FCA CF] Significant management (since 29 Mar 2021)
  • [FCA CF] Client dealing (since 29 Mar 2021)
• Claudio Catania

  IRN CXC01671

  • CF30 Customer (18 Nov 2010 to 1 Mar 2011)
• Constantin Boye

  IRN CXB00519

  • [FCA CF] Client dealing (since 6 Oct 2021)

• CIC Advisors LLP

  FRN 986581 · Appointed 3 Nov 2022 · Tied agent

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