CECP Advisors LLP

• Principal Place of Business

  1 St James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +4402078941200

  Web

  http://www.carlyle.com

• Complaints Contact

  The Carlyle Group

  1 St. James's Market

  London

  Westminster

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +4402078941200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bendik Dahle

  IRN BXD00100

  • [FCA CF] Client dealing (since 29 Mar 2021)
• Benedict Alexander James Fuller

  IRN BXF17178

  • [FCA CF] Client dealing (since 30 May 2023)
• Benoit Pierre Guillaume Colas

  IRN BPC01096

  • CF2 Non Executive Director (18 Nov 2010 to 13 Dec 2012)
• Brian Lindley

  IRN BXL01261

  • [FCA CF] Client dealing (29 Mar 2021 to 31 Jul 2024)
  • CF30 Customer (14 Mar 2011 to 9 Dec 2019)
  • CF4 Partner (14 Mar 2011 to 9 Dec 2019)
• Brynjar Agnarsson

  IRN BXA01094

  • CF30 Customer (13 Dec 2012 to 9 Dec 2019)
  • CF4 Partner (1 Feb 2012 to 9 Dec 2019)
• Carl Lavin

  IRN CXL00181

  • [FCA CF] Client dealing (29 Mar 2021 to 15 Dec 2021)
• Carl Victor Backstrom

  IRN CVB01009

  • [FCA CF] Client dealing (since 29 Mar 2021)
  • CF4 Partner (12 Aug 2014 to 9 Dec 2019)
  • CF30 Customer (12 Aug 2014 to 9 Dec 2019)
• Catalin Adrian Breaban

  IRN CAB01221

  • CF4 Partner (12 Mar 2019 to 9 Dec 2019)
  • CF30 Customer (12 Mar 2019 to 9 Dec 2019)
• Cecilia Rossi

  IRN CXR12851

  • [FCA CF] Client dealing (since 24 Feb 2025)
• Charles Villet

  IRN CXV01135

  • [FCA CF] Client dealing (since 29 Mar 2021)
  • CF4 Partner (6 Apr 2016 to 9 Dec 2019)
  • CF30 Customer (13 Dec 2012 to 9 Dec 2019)

• CIC Advisors LLP

  FRN 986581 · Appointed 3 Nov 2022 · Tied agent

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