CECP Advisors LLP

• Principal Place of Business

  1 St James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +4402078941200

  Web

  http://www.carlyle.com

• Complaints Contact

  The Carlyle Group

  1 St. James's Market

  London

  Westminster

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +4402078941200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Thibault Thevissen

  IRN TXT00128

  • [FCA CF] Client dealing (since 1 Oct 2021)
• Thomas Alabaster

  IRN TXA01384

  • CF11 Money Laundering Reporting (27 Dec 2012 to 20 Aug 2013)
  • CF10 Compliance Oversight (27 Dec 2012 to 21 Mar 2014)
  • CF4 Partner (24 Jun 2011 to 7 Jul 2013)
• Thomas Cambidge

  IRN TXC00297

  • [FCA CF] Client dealing (since 15 Sep 2022)
• Thomas Yves Henri Fousse

  IRN TYF01003

  • [FCA CF] Client dealing (29 Mar 2021 to 28 Mar 2024)
  • CF4 Partner (4 Mar 2011 to 9 Dec 2019)
  • CF30 Customer (18 Nov 2010 to 9 Dec 2019)
• Thorsten Dippel

  IRN TXD01266

  • [FCA CF] Client dealing (since 29 Mar 2021)
  • CF4 Partner (11 Jan 2018 to 9 Dec 2019)
  • CF30 Customer (18 Nov 2010 to 9 Dec 2019)
• Victoria Freda Waddington

  IRN VFC00003

  • [FCA CF] Client dealing (since 25 Jan 2022)
• Vincenzo Narciso

  IRN VXN01042

  • CF30 Customer (2 Jun 2014 to 24 May 2019)
  • CF4 Partner (2 Jun 2014 to 24 May 2019)
• Vjerana Spajic Burleigh

  IRN VXS01564

  • [FCA CF] Client dealing (29 Mar 2021 to 31 Jul 2024)
  • CF4 Partner (8 May 2019 to 9 Dec 2019)
  • CF30 Customer (8 May 2019 to 9 Dec 2019)
• Vladimir Lasocki

  IRN VXL01069

  • [FCA CF] Client dealing (29 Mar 2021 to 20 Jun 2025)
  • CF4 Partner (11 Jan 2018 to 9 Dec 2019)
  • CF30 Customer (18 Nov 2010 to 9 Dec 2019)
• William Canty-Collins

  IRN WAC01048

  • [FCA CF] Client dealing (since 31 May 2023)

• CIC Advisors LLP

  FRN 986581 · Appointed 3 Nov 2022 · Tied agent

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