CECP Advisors LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1 St James's MarketLondonSW1Y 4AHUNITED KINGDOM- Phone
- +4402078941200
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Complaints Contact
The Carlyle Group1 St. James's MarketLondonWestminsterSW1Y 4AHUNITED KINGDOM- Phone
- +4402078941200
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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William Francis Woolsey
IRN WFW01011
- [FCA CF] Client dealing (6 Oct 2021 to 31 Dec 2023)
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William Oliver Clayton Smales
IRN WOS00004
- CF30 Customer (18 Nov 2010 to 31 Aug 2013)
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Willian Shiang
IRN WXS01300
- CF30 Customer (26 May 2015 to 8 Feb 2016)
- CF4 Partner (26 May 2015 to 8 Feb 2016)
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Yohan Prakash Sanmugam
IRN YPS01004
- [FCA CF] Client dealing (29 Mar 2021 to 15 Sep 2023)
- CF30 Customer (22 Aug 2013 to 8 Dec 2019)
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Zeina Jalal Bain
IRN ZJB01003
- CF4 Partner (4 Mar 2011 to 31 Mar 2019)
- CF30 Customer (18 Nov 2010 to 31 Mar 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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CIC Advisors LLP
FRN 986581 · Appointed 3 Nov 2022 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.