CCBI GLOBAL MARKETS (UK) LIMITED

• Principal Place of Business

  111 Old Broad Street

  London

  EC2N 1AP

  UNITED KINGDOM

  Phone

  +4402038788000

  Web

  http://www.ccbintl.co.uk

• Complaints Contact

  111 Old Broad Street

  London

  EC2N 1AP

  UNITED KINGDOM

  Phone

  +4402038788000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• BINGQUAN ZHAO

  IRN BXZ00030

  • [FCA CF] Client dealing (since 14 May 2024)
• Benjamin George Hawthorne

  IRN BGH01043

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Aug 2020)
  • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
• Bethan Wilde

  IRN BXW01300

  • CF30 Customer (1 Nov 2007 to 15 Feb 2013)
  • CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)
• Bruce George Martin

  IRN BGM01028

  • [FCA CF] Client dealing (24 May 2021 to 21 Feb 2025)
• Chi Pan Chan

  IRN CPC01082

  • SMF1 Chief Executive (15 Jun 2020 to 11 May 2023)
  • SMF3 Executive Director (9 Dec 2019 to 11 May 2023)
  • CF1 Director (1 Mar 2018 to 8 Dec 2019)
  • CF29 Significant management (31 May 2016 to 1 Mar 2018)
• Christian Daniel Saunders

  IRN CDS01050

  • CF30 Customer (22 Jun 2015 to 4 Jul 2016)
• Christina MacKinnon

  IRN CXM01293

  • Director of firm who is not a certification employee or a SMF manager (22 Jan 2024 to 1 Jun 2024)
• Christopher Ian Wright

  IRN CIW01010

  • CF30 Customer (25 Nov 2013 to 27 Mar 2019)
• Clive Graham Crossman

  IRN CGC01030

  • CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
• Daniel Gary Ayris

  IRN DGA01034

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Aug 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Aug 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Aug 2020)
  • CF30 Customer (9 Jan 2013 to 8 Dec 2019)

No changes recorded yet.