CBW Financial Planning Limited

Date authorised
1 April 2013
Companies House
03224548
Last scraped
21 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ground Floor Left
    6 Lloyds Avenue
    London
    EC3N 3AX
    UNITED KINGDOM
    Phone
    +4402045817090
    Web
    https://www.cbwfinancialplanning.co.uk

  • Complaints Contact

    Ground Floor Left
    6 Lloyds Avenue
    London
    EC3N 3AX
    UNITED KINGDOM
    Phone
    +4402045817090

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rebecca Elizabeth Scardarella

    IRN RXS74459

    • (11)Responsible for Insurance Distribution (since 15 Jul 2020)
    • (12)SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jul 2020)
    • (13)SMF16 Compliance Oversight (since 15 Jul 2020)

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: CBW Financial Services Ltd

  2. permission removed: Debt-counselling

  3. controlled function added: (14)SMF3 Executive Director

  4. controlled function added: (13)SMF16 Compliance Oversight

  5. controlled function added: (12)SMF17 Money Laundering Reporting Officer (MLRO)

  6. controlled function added: (11)Responsible for Insurance Distribution

  7. controlled function added: (10)[FCA CF] Functions requiring qualifications

  8. controlled function added: (9)[FCA CF] Client dealing

  9. controlled function added: (8)SMF3 Executive Director

  10. controlled function added: (7)4. Giving personal recommendations on retail investment products which are not broker funds

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